Conflict Of Interest Disclosure VFS > Conflict Of Interest Disclosure


Vision Financial Services Conflict of Interest Disclosure

We Vision Financial Services, our affiliates and employees hereby declare that we understand and follow in spirit and word the guidelines put forth in the Conflict of Interest Policy.

We further attest that no member of Vision Financial Services management or Staff shall derive any personal profit or gain, directly or indirectly, due to his or her participation with Vision Financial Services. This shall also include the member’s business or other nonprofit affiliations, family and/or significant other, employer, or close associates who may stand to receive a benefit or gain. Each individual shall disclose to the Vision Financial Services senior management and Managing Director (MD) any personal interests which he or she may have in any matter pending before the organization and shall refrain from participation in any discussion or decision on such matter.

In addition, any member of Vision Financial Services senior management, Affiliates or employees shall refrain from obtaining any list of clients or brokers for personal or private solicitation purposes at any time during the term of their affiliation.

Every new employee at Vision Financial Services shall be given this policy at the time of their joining and the policy will be reviewed annually by Vision Financial Services senior management at regular intervals.

The purposes of this guidelines are to protect the integrity and reputation of Vision Financial Services and its employees so as to enable our clients, customers, brokers, vendors and whomsoever Vision Financial Services engages, to have confidence in the integrity, intentions and actions of the senior management and employees.